- Posts by Aime Dempsey
Member of the FirmCompanies in all industries face increasing concerns over employee compensation and mobility, and protection of confidential information and trade secrets. When the stakes are high, clients know they have a smart, professional ...
By Aime Dempsey and John F. Fullerton III
For financial services industry employers that participate in arbitrations administered by FINRA, the composition of the arbitration panel may have as much, or more, of an impact on the outcome of the dispute than the facts or the law. This is because FINRA arbitrators are not bound to follow case precedent or strictly apply principals of law and can render awards based on their own notions of “fairness” or “justice.” The important process of selecting an acceptable arbitration panel, however, can be opaque, as the information that ...
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