News & Publications

Article An Overview of the SEC’s “Regulation Best Interest” and Form CRS Financial Services Employment Law Blog
Article The Limits of Latif: Enforcing Mandatory Arbitration Clauses as to Harassment and Discrimination Claims Litigated in New York State Court Financial Services Employment Law Blog
Article The More Things Change, the More They Stay the Same: Court Holds That All Those New Non-Compete Rules Under Massachusetts Act Do Not Supplant Old Public Policies Applicable to Pre-Existing Agreements Trade Secrets & Employee Mobility Blog
Video Employment Law This Week®
Video Episode 120: Week of June 11, 2018
In the News Bloomberg BNA Daily Labor Report
In the News Law360
Winter 2018Article Recruiting Registered Representatives in a Post-Protocol World Aon Advisors Solutions
May 2015 and Oct. 2015Article Identity Theft and Cyber Security: What the SEC and FINRA Think You Should Know Risk Reduction & Loss Prevention
Fall 2012Article Speaker Beware: FINRA’s New Suitability Rule Redefines Recommendations Aon Advisors Solutions
Winter 2012Article Business Development Companies: What You Need to Know Aon Advisors Solutions
Summer 2009Article The Importance of Due Diligence to Suitability Determinations Aon Advisor Solutions
1989Article The George Washington Law Review