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Financial Services

News & Publications

– Article What Employers Should Know About the SECURE Act’s Lifetime Income Provisions Financial Services Employment Law Blog
– In the News The American Lawyer
– In the News The American Lawyer
– In the News Law360
– In the News Law360
– Article Monitoring ERISA Investment Fiduciaries Financial Services Employment Law Blog
November 2019 – Newsletters Take 5 Newsletter
– Article Enforcing Non-Solicitation Agreements Against Financial Professionals: A Court Finds Financial Professionals Have a Duty to Notify Clients About a Change of Employment Trade Secrets & Employee Mobility Blog
– In the News French-American Chamber of Commerce
– Client Advisories Act Now Advisory
– Client Advisories Act Now Advisory
– Client Advisories Act Now Advisory
– Article California Governor Signs Legislation Outlawing Mandatory Arbitration Agreements with Employees Wage and Hour Defense Blog
– Article Belief That Information Is a Trade Secret, Even If It Isn’t, Is Enough to Be Convicted for Attempted Theft of Trade Secrets Trade Secrets & Employee Mobility Blog
October 2019 – In the News Lawyers of Color
– Client Advisories Halting Harassment
– Article Federal Court’s Approval of Settlement in Litigation Over Expenses Charged to Brokers Offers Guidance on Settlement of Parallel Class Actions Financial Services Employment Law Blog
– Article SEC Sanctions Broker-Dealer and Its CEO for Failing to Supervise an Employee Who Committed Securities Fraud Financial Services Employment Law Blog
– Article An Overview of the SEC’s “Regulation Best Interest” and Form CRS Financial Services Employment Law Blog
September 2019 – In the News Bloomberg Law
– In the News Bloomberg Law Daily Labor Report
– In the News Bloomberg Law Big Law Business
– Article Sweeping NJ “Wage Theft” Law Exponentially Expands Exposure for Wage Claims Wage and Hour Defense Blog
– Client Advisories Act Now Advisory
– Article DOL Releases New Opinion Letters on FLSA Section 7(k) and Public Agency Volunteers Wage and Hour Defense Blog
– In the News Nashville Medical News
– In the News Law.com
– In the News Bloomberg BNA Daily Labor Report
– Article New York Joins the Wave of States Requiring Businesses to Adopt Reasonable Cybersecurity Safeguards to Protect Private Information Technology Employment Law Blog
– In the News Bloomberg BNA Big Law Business