Events

When the Whistle Blows: What You Need to Know About Dodd-Frank and Sarbanes Oxley

Webcast (EDT)

John F. Fullerton III, Member of the Firm, co-presents "When the Whistle Blows: What You Need to Know About Dodd-Frank and Sarbanes Oxley," a webcast hosted by LawLine.

Learning objectives: 

  1. Address the federal securities whistleblower programs and retaliation protections
  2. Discuss the benefits and pitfalls that both employers and employees face under these statutes
  3. Evaluate the “best practices” for utilizing and complying with these rights and obligations
  4. Identify practical considerations for representing an SEC whistleblower client before the Commission, and for representing a company in responding to an SEC investigation prompted by a whistleblower complaint

For more information, visit LawLine.com.